0001193125-13-390334.txt : 20131003 0001193125-13-390334.hdr.sgml : 20131003 20131003171352 ACCESSION NUMBER: 0001193125-13-390334 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: National Interstate CORP CENTRAL INDEX KEY: 0001301106 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 341607394 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80324 FILM NUMBER: 131134585 BUSINESS ADDRESS: STREET 1: 3250 INTERSTATE DRIVE CITY: RICHFIELD STATE: OH ZIP: 44286 BUSINESS PHONE: (330) 659-8900 MAIL ADDRESS: STREET 1: 3250 INTERSTATE DRIVE CITY: RICHFIELD STATE: OH ZIP: 44286 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Spachman Alan R CENTRAL INDEX KEY: 0001306431 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 3250 INTERSTATE DRIVE CITY: RICHFIELD STATE: OH ZIP: 44286 SC 13G/A 1 d607218dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 8)*

 

 

NATIONAL INTERSTATE CORPORATION

(Name of Issuer)

Common Shares, Par Value $ .01 Per Share

(Title of Class of Securities)

63654U 10 0

(CUSIP Number)

September 25, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 63654U 10 0   13G/A   Page 2 of 5 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Alan R. Spachman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨         (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

2,011,626

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

2,011,626

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,011,626

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

10.2%

12  

TYPE OF REPORTING PERSON

 

IN

 


CUSIP No. 63654U 10 0   13G/A   Page 3 of 5 Pages

SCHEDULE 13G

 

Item 1(a) Name of Issuer: National Interstate Corporation

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

3250 Interstate Drive

Richfield, Ohio 44286-9000

 

Item 2(a). Name of Person Filing: Alan R. Spachman

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

1 Westbury Park Way

Suite 101

Bluffton, SC 29910

 

Item 2(c). Citizenship: United States of America

 

Item 2(d). Title of Class of Securities: Common Shares, Par Value $ .01 Per Share

 

Item 2(e). CUSIP Number: 63654U 10 0

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

   ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 

(b)

   ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 

(c)

   ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 

(d)

   ¨    Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 

(e)

   ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 

(f)

   ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 

(g)

   ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 

(h)

   ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 

(i)

   ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);


CUSIP No. 63654U 10 0   13G/A   Page 4 of 5 Pages

 

  (j)    ¨    A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
  (k)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:                                                                                      

 

Item 4. Ownership.

 

  (a) Amount beneficially owned: 2,011,626

 

  (b) Percent of class: 10.2%

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: 2,011,626

 

  (ii) Shared power to vote or to direct the vote: 0

 

  (iii) Sole power to dispose or to direct the disposition of: 2,011,626

 

  (iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class. Not Applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable.

 

Item 8. Identification and Classification of Members of the Group. Not Applicable.

 

Item 9. Notice of Dissolution of Group. Not Applicable.


CUSIP No. 63654U 10 0   13G/A   Page 5 of 5 Pages

 

Item 10. Certifications. Not Applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

October 3, 2013
Date
/s/ Alan R. Spachman
Signature
Alan R. Spachman, Director
Name and Title